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Wisconsin joins $106 million settlement with Vanguard over retirement fund mismanagement
MADISON, WI — Wisconsin’s Department of Financial Institutions (DFI) has joined a multi-state and federal task force in reaching a $106 million settlement with Vanguard Marketing Corporation and The ...
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
InvestmentNews1h
Vanguard to pay more than $100M over target-date fund violations
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
Vanguard settles SEC charges over misleading statements for $106.41 million
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Vanguard to pay $106.4 million to settle US SEC charges, regulator says
The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...
Vanguard to Pay $106M Over Retirement Fund Violations
Vanguard Group Inc. will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
Pensions&Investments2h
Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
Vanguard to pay $106M to settle SEC charges over TRF disclosure violations
Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...
This Vanguard ETF Has 23% of Its Portfolio Invested in Tech Stocks, but It Can Still Help You Generate Decades of Passive Income
Tech stocks and growth stocks don't usually correspond with passive income. Companies that are growing their earnings can ...