New restrictions expected to be proposed in Switzerland this week may undermine the efforts of Swiss-based UBS to expand its footprint in the United States, according to news reports.

Merrill Lynch has poached a veteran UBS market executive in New Jersey. An experienced Merrill Lynch financial advisor has jumped ship for Perigon Wealth Management. A financial advisor who had been ...

Michael Liersch, head of enterprise advice and planning at Wells Fargo, has left the firm, a spokesperson for the bank confirmed to Financial Advisor IQ on Wednesday.

Marianne Lake, J.P. Morgan's head of Consumer & Community Banking, has now been tasked with also overseeing the international expansion of the firm's consumer business in what appears to be a move ...

Merrill Lynch has poached a veteran UBS market executive in New Jersey. An experienced Merrill Lynch financial advisor has jumped ship for Perigon Wealth Management. A financial advisor who had been ...

Merrill Lynch has poached a veteran UBS market executive in New Jersey. An experienced Merrill Lynch financial advisor has jumped ship for Perigon Wealth Management. A financial advisor who had been ...

UBS has been ordered to pay $1 million to a financial advisor the firm fired months after he executed almost $500,000 in unauthorized trades in a customer's account.

A father-son financial advisor duo has initiated the latest legal battle in the ongoing war between Morgan Stanley and financial advisors who say the wirehouse refused to pay them money they were owed ...

Three months on from its blockbuster deal to acquire Commonwealth Financial Network, LPL Financial is focused on educating Commonwealth advisors about LPL's services — with an eye toward its goal of ...

Wells Fargo has cleared the last hurdle imposed on it by regulators over the past decade, largely in connection with the firm's infamous bogus accounts scandal.

Envestnet has bolstered its support of registered investment advisory firms with the addition of an executive from Atria Wealth Solutions. Raymond James has added a former LPL Financial advisor to a ...

Securities and Exchange Commission Chair Paul Atkins has again vowed to steer the agency away from the oft-criticized approach to digital assets of his more crypto-skeptic predecessor, often accused ...