Key Takeaways - FINRA’s 2025 Annual Regulatory Oversight Report 2025-annual-regulatory-oversight-report.pdf included a focus on issues ...

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

The regulatory organization says it wants to focus on outside activities that could potentially impact customers.

Rob Pettman joins the Big Picture in Practice hosts to talk about the evolution of the broker-dealer landscape ... on each of the top contenders: Regulation, consolidation, and evolving advisor ...

Stocks: Real-time U.S. stock quotes reflect trades reported through Nasdaq only; comprehensive quotes and volume reflect trading in all markets and are delayed at least 15 minutes. International ...

Historical Prices for iShares U.S. Broker-Dealers & Securities Exchanges ETF Sustainability Rating Indices Commodities Currencies Stocks ...

Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world ...

Harry is chief reporter for Insurance Post covering commercial lines and the London market. He joined Insurance Post in 2018 and won the British Insurance Brokers’ Association Most Promising Newcomer ...

Markets News, March 4, 2025: Stocks Close Lower as Tariffs, Economic Concerns Weigh on Sentiment; Banks Lead Broad-Based Decline ...

The Financial Consumer Agency of Canada is responsible for protecting the rights and interests of consumers of financial products and services. It supervises federally regulated financial entities, ...