Two advisors managing $1.35 billion in assets at Jefferies Financial Group’s wealth management unit split for Stifel, ...

Three advisors have seen tremendous growth as they’ve scaled their practice and continue to serve as decision-maker.

A number of lawmakers in the Swiss upper house want to let the government rule on new capital requirements for UBS.

St. Louis-based financial services firm Benjamin F. Edwards recently opened its fourth Michigan location in Gladwin, MI.

Finra’s proposed rule change eliminates a reporting requirement for lower-risk side jobs and ends broker-dealer supervision of advisors’ work at unaffiliated RIAs.

Having enough cash is just a starting point for would-be team owners. Leagues also vet the prospective owner’s financial strength, reputation, and ability to support the franchise over time. A buyer ...

PHILADELPHIA – Janney Montgomery Scott LLC has welcomed Financial Advisor Jenna Fiore, First Vice President/Wealth Management, in Glastonbury, Connecticut. Jenna joins Janney from Wells Fargo and ...

Portland, Oregon-based RVK had worked with around 200 clients, including retirement plans, foundations, health systems and ...

The team, led by UBS lifer James P. Shafer and Michael B. Block, moved to NewEdge Wealth on Monday, according to the ...

Co-President Dan Simkowitz struck a different chord from Bank of America CEO Brian Moynihan who one day earlier more directly ...

Record deal volume is reshaping RIA M&A as consolidators compete with increasingly ambitious independent RIA buyers.

When clients have a clear plan and a trusted advisor to guide them, they may be better positioned to navigate market ...